Fee Schedule

Carefully read Item 4 and Item 5 of Form ADV Part 2A (“Brochure”), as these sections of the Brochure may contain important details about Needham Advisory Corp. advisory services and fees. Fees below may not apply to all clients. Fees may be negotiable. The fees below will only apply to you when you request the services listed.

Fees Charged by Investment Advisor	Fee Amount	Fee Amount (%)	Frequency Fee Is Charged	Services
Assets Under Management Fee	$0 – $2,000,0000 Next $2,000,000 - $5,000,000 Above > $5,000,000	1.00 % 0.75% 0.50%	Monthly in advance	Investment management, financial planning and trustee services
Hourly Fee	$250.00/hour		When engaged by the client	Financial planning, independent portfolio and security reviews for non-supervised accounts
Subscription Fee	$0
Fixed Fee	$0
Commissions to the Adviser	$0
Performance-based Fee	$0
Minimum Fee Annually	$1,500

Fees Charged by Third Parties	Fee Amount	Frequency Fee Is Charged	Services
Third Party Money Manager	$0
Robo-Advisor Fee	$0

Talk with your Adviser about fees and costs applicable to you

Additional Fees and Costs to Discuss with Your Advisor:

Additional Fees/Cost	Yes/No	Paid To
Brokerage Fees	Yes	Charles Schwab or designated broker
Commissions	No
Custodian Fees	Yes	Needham Advisory for consultation account
Custody Audit Fee	Yes	Needham Advisory for Trust audit
Mark-ups	No
Mutual Fund/ETF Fees and Expenses	Yes	Charles Schwab, Mutual Fund or ETF Company

Effective date January 1, 2020

Fee Schedule

Additional Fees and Costs to Discuss with Your Advisor:

Ready to Begin Your Financial Journey?